Date authorised
1 April 2013
Companies House
02702697
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3rd Floor
    14 Austin Friars
    London
    EC2N 2HE
    UNITED KINGDOM
    Phone
    +4402078478600
  • Complaints Contact

    3rd Floor
    14 Austin Friars
    London
    EC2N 2HE
    UNITED KINGDOM
    Phone
    +4402078478600

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Daisuke Nakamura

    IRN DXN00175

    • SMF3 Executive Director (since 2 Sep 2024)
  • Hajime Nara

    IRN HXN01072

    • CF2 Non Executive Director (14 Jan 2005 to 26 Jun 2009)
  • Kazunori Adachi

    IRN KXA01261

    • CF29 Significant management (1 Nov 2007 to 19 Mar 2008)
    • CF17 Significant Mgt (Other Business Operations) (10 Aug 2006 to 31 Oct 2007)
    • Responsible for Insurance Mediation (10 Aug 2006 to 19 Mar 2008)
    • CF1 Director (10 Aug 2006 to 19 Mar 2008)
  • Keiichi Kawakami

    IRN KXK01369

    • CF2 Non Executive Director (2 Sep 2009 to 30 Jun 2011)
  • Keisaku Sano

    IRN KXS01407

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • Kenichi Tanaka

    IRN KXT01379

    • CF1 Director (15 Jun 2012 to 31 Dec 2015)
  • Kozo Hishitani

    IRN KXH01659

    • CF1 Director (9 Oct 2014 to 31 Jul 2018)
  • Makoto Miyazaki

    IRN MXM02045

    • CF1 Director (4 Jul 2011 to 21 Nov 2012)
  • Simon Hugo De Burgh Galwey

    IRN SHG01023

    • CF2 Non Executive Director (14 Jan 2005 to 16 Jun 2008)
  • Takayuki Otori

    IRN TXO15935

    • SMF3 Executive Director (9 Dec 2019 to 20 May 2020)
    • CF1 Director (25 Jul 2019 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

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