Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (4 Jul 2011 to 21 Nov 2012)
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- CF28 Systems and controls (1 Nov 2007 to 21 Nov 2008)
- CF29 Significant management (1 Nov 2007 to 16 May 2009)
- CF20 Significant Mgt (Settlements) (29 Jun 2006 to 31 Oct 2007)
- CF13 Finance (5 Jan 2006 to 31 Oct 2007)
- CF8 Apportionment and Oversight (5 Jan 2006 to 16 May 2009)
- CF16 Significant Mgt (Desgntd Investment Business) (28 Apr 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.