Date authorised
1 April 2013
Companies House
02702697
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3rd Floor
    14 Austin Friars
    London
    EC2N 2HE
    UNITED KINGDOM
    Phone
    +4402078478600
  • Complaints Contact

    3rd Floor
    14 Austin Friars
    London
    EC2N 2HE
    UNITED KINGDOM
    Phone
    +4402078478600

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Takayuki Sakai

    IRN TXS04059

    • SMF3 Executive Director (since 6 Dec 2024)
  • Takeshi Murakami

    IRN TXM00111

    • SMF3 Executive Director (2 Feb 2021 to 6 Sep 2024)
  • Takuji Mitani

    IRN TXM02191

    • SMF3 Executive Director (9 Dec 2019 to 26 Mar 2021)
    • CF1 Director (1 Aug 2018 to 8 Dec 2019)
  • Tatsuya Nakano

    IRN TXN01200

    • CF1 Director (29 Feb 2012 to 30 Sep 2014)
  • Tatsuya Nakashima

    IRN TXN00044

    • SMF3 Executive Director (26 Aug 2021 to 16 May 2022)
  • Yasunori Sugiyama

    IRN YXS01283

    • CF1 Director (1 Jan 2016 to 26 Jul 2019)
  • Yoh Zenno

    IRN YXZ01043

    • CF1 Director (4 Jul 2011 to 1 Jun 2012)
  • Yuti Kohchi

    IRN YXK01086

    • CF2 Non Executive Director (14 Jan 2005 to 8 Dec 2006)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.