MOSAAC LIMITED

• Principal Place of Business

  1 Station Road

  Royston

  Barnsley

  South Yorkshire

  S71 4EW

  UNITED KINGDOM

  Phone

  +4401226701155

  Web

  https://www.mosaacfinancial.uk

• Complaints Contact

  1 Station Road

  Royston

  Barnsley

  South Yorkshire

  S71 4EW

  UNITED KINGDOM

  Phone

  +4401226701155

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity
  • · This permission is limited to Debt Counselling which is provided in connection with investments advice and buy to let mortgages and second charge mortgages

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mark Anthony Shipman

  IRN MAS01276

  • CF30 Customer (9 Jul 2012 to 27 Aug 2013)
• Mary Teresa Pettit

  IRN MTP00011

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Oct 2020)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Oct 2020)
  • CF30 Customer (29 Nov 2013 to 8 Dec 2019)
• Michael Home

  IRN MXH00104

  • [FCA CF] Client dealing (9 Dec 2019 to 13 Aug 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Aug 2021)
  • CF30 Customer (24 Jul 2014 to 8 Dec 2019)
• Michael John Wood

  IRN MJW00052

  • CF30 Customer (9 Jul 2012 to 31 Dec 2012)
• Michael Joseph Cotter

  IRN MJC00094

  • CF30 Customer (9 Jul 2012 to 31 Dec 2012)
• Nigel Dunford

  IRN NXD00051

  • [FCA CF] Client dealing (9 Dec 2019 to 10 Oct 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Oct 2023)
  • CF30 Customer (10 Jul 2014 to 8 Dec 2019)
• Oliver Ward

  IRN OXW00046

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 19 Sep 2024)
  • [FCA CF] Client dealing (since 19 Sep 2024)
• Pamela Hall

  IRN PSR00009

  • CF30 Customer (26 Sep 2018 to 8 Nov 2019)
• Paul Holmes

  IRN PXH00251

  • [FCA CF] Manager of certification employee (10 Sep 2025 to 13 Feb 2026)
• Richard Craig Gaunt

  IRN RCG00011

  • CF30 Customer (9 Jul 2012 to 31 Dec 2013)

No changes recorded yet.