Mark Anthony Shipman

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HARVEST ASSOCIATES LIMITED

    FRN 629749

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 20 Mar 2024)
    • [FCA CF] Client dealing (since 20 Mar 2024)
  • FUTURES ASSURED LIMITED (no longer approved here)

    FRN 441384

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Mar 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 25 Mar 2024)
    • CF30 Customer (27 Sep 2013 to 8 Dec 2019)
  • MOSAAC LIMITED (no longer approved here)

    FRN 581080

    • CF30 Customer (9 Jul 2012 to 27 Aug 2013)
  • The Whitechurch Network Limited (no longer approved here)

    FRN 190859

    • CF30 Customer (23 May 2009 to 31 Dec 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.