Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Capital House2 Pride PlaceDerbyDerbyshireDE24 8QRUNITED KINGDOM- Phone
- +441332200020
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Complaints Contact
Capital House2 Pride PlaceDerbyDerbyshireDE24 8QRUNITED KINGDOM- Phone
- +441332200020
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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Investment Advice (no pensions)
For Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
For Retail (Non-Investment Insurance)
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Arranges Investments
For Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Credit Brokering
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Retail (Non-Investment Insurance), Retail (Investment), Non-investment insurance contracts, Unit, Rights to or interests in investments (Security), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Rights to or interests in investments
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Credit Score Services
Show 1 limitation Hide limitations
- · This permission is limited to not carrying out credit repair services
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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John Forsyth Elliot
IRN JFE01017
- (615)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (616)Appointed representative dealing with clients for which they require qualification (since 7 Dec 2023)
- (790)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 Aug 2023)
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John Henry Ozwell
IRN JHO00002
- (18)CF1 Director (AR) (19 Jul 2011 to 3 Jul 2018)
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John Hugh Forsyth
IRN JHF00009
- (46)CF1 Director (AR) (14 Nov 2011 to 14 May 2018)
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John Icarus Waters
IRN JIW00006
- (195)CF1 Director (AR) (11 Feb 2013 to 27 Sep 2016)
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John Jamie Clement Piper
IRN JXP00638
- (1428)Appointed representative dealing with clients for which they require qualification (27 May 2022 to 30 Sep 2022)
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John Jobling
IRN JXJ00047
- (248)CF1 Director (AR) (17 Aug 2017 to 9 Nov 2023)
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John Kenneth Swatton
IRN JKS00009
- (33)CF1 Director (AR) (8 Jan 2007 to 2 Jun 2009)
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John Laurie Dempster
IRN JLD00004
- (2960)CF1 Director (AR) (28 Aug 2014 to 30 Nov 2016)
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John Leslie Loydon
IRN JXL00234
- (1761)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (1762)Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
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John Michael Poole
IRN JMP00035
- (2986)CF4 Partner (AR) (9 Jun 2009 to 6 Dec 2022)
- (2985)CF7 Sole Trader (AR) (8 Jan 2007 to 31 Jan 2007)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Astons Financial Services LLP
FRN 544867 · Appointed 6 Apr 2011
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M A B (Kent) Limited
FRN 542820 · Appointed 9 Mar 2011
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Brook Financial Services Ltd
FRN 529047 · Appointed 4 Aug 2010
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Mortgage Decisions Ltd
FRN 525732 · Appointed 11 Jun 2010
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Opal Mortgage Services Limited
FRN 522420 · Appointed 19 Apr 2010
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Steve Sivell Financial Services Limited
FRN 519927 · Appointed 11 Mar 2010
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Pennine Mortgage Solutions Limited
FRN 514459 · Appointed 11 Dec 2009
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Berrido Mortgage Services Limited
FRN 506021 · Appointed 27 Aug 2009
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Fiona Wilson Financial Services Limited
FRN 502992 · Appointed 1 Jul 2009
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Mortgage Advice Bureau (North West) Limited
FRN 496409 · Appointed 6 Apr 2009
Recent activity
Updates to this firm's record on the FCA register.
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trading name added: Mortgage Advice Direct
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trading name added: Mortgage Decisions (UK)
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trading name added: Dacre, Son & Hartley Financial Services
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trading name added: Coreco
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trading name added: Basingstoke Mortgage Services
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trading name added: Anchor Mortgages
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trading name added: Key FS Limited
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trading name added: Kemp & Co Mortgage Solutions
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trading name added: Just Mortgage Solutions
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trading name added: Insuranceonline.co.uk