John Henry Ozwell

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Mortgage Advice Bureau Limited (no longer approved here)
FRN 455545
- CF1 Director (AR) (19 Jul 2011 to 3 Jul 2018)
Mortgage Advice Bureau (Derby) Limited (no longer approved here)
FRN 466154
- CF1 Director (AR) (19 Jul 2011 to 3 Jul 2018)
Legal & General Partnership Services Limited (no longer approved here)
FRN 300792
- CF1 Director (AR) (4 Mar 2005 to 31 Jul 2006)
Legal and General Assurance Society Limited (no longer approved here)
FRN 117659
- CF1 Director (AR) (1 Dec 2001 to 4 Nov 2003)
Legal & General (Unit Trust Managers) Limited (no longer approved here)
FRN 119273
- CF1 Director (AR) (1 Dec 2001 to 4 Nov 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.