Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
Capital House2 Pride PlaceDerbyDerbyshireDE24 8QRUNITED KINGDOM- Phone
- +441332200020
-
Complaints Contact
Capital House2 Pride PlaceDerbyDerbyshireDE24 8QRUNITED KINGDOM- Phone
- +441332200020
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Buy-to-Let Mortgage Advice
-
Buy-to-Let Mortgage Arranging
-
Investment Advice (no pensions)
For Retail (Non-Investment Insurance), Non-investment insurance contracts
-
Mortgage Advice
For Customer, Regulated mortgage contract
-
Authorised to Operate
For Retail (Non-Investment Insurance)
-
Arranges Investments
For Retail (Non-Investment Insurance), Non-investment insurance contracts
-
Mortgage Arranging
For Customer, Regulated mortgage contract
-
Credit Brokering
-
Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
-
Mortgage Setup
For Customer, Regulated mortgage contract
-
Investment Setup
For Retail (Non-Investment Insurance), Retail (Investment), Non-investment insurance contracts, Unit, Rights to or interests in investments (Security), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Rights to or interests in investments
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · The firm can only agree to carry on the regulated activities specified in this Notice.
-
Credit Score Services
Show 1 limitation Hide limitations
- · This permission is limited to not carrying out credit repair services
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
John Forsyth Elliot
IRN JFE01017
- (615)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (616)Appointed representative dealing with clients for which they require qualification (since 7 Dec 2023)
- (790)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 Aug 2023)
-
John Henry Ozwell
IRN JHO00002
- (18)CF1 Director (AR) (19 Jul 2011 to 3 Jul 2018)
-
John Hugh Forsyth
IRN JHF00009
- (46)CF1 Director (AR) (14 Nov 2011 to 14 May 2018)
-
John Icarus Waters
IRN JIW00006
- (195)CF1 Director (AR) (11 Feb 2013 to 27 Sep 2016)
-
John Jamie Clement Piper
IRN JXP00638
- (1428)Appointed representative dealing with clients for which they require qualification (27 May 2022 to 30 Sep 2022)
-
John Jobling
IRN JXJ00047
- (248)CF1 Director (AR) (17 Aug 2017 to 9 Nov 2023)
-
John Kenneth Swatton
IRN JKS00009
- (33)CF1 Director (AR) (8 Jan 2007 to 2 Jun 2009)
-
John Laurie Dempster
IRN JLD00004
- (2960)CF1 Director (AR) (28 Aug 2014 to 30 Nov 2016)
-
John Leslie Loydon
IRN JXL00234
- (1761)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (1762)Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
-
John Michael Poole
IRN JMP00035
- (2986)CF4 Partner (AR) (9 Jun 2009 to 6 Dec 2022)
- (2985)CF7 Sole Trader (AR) (8 Jan 2007 to 31 Jan 2007)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
-
The Mortgage Branch Limited
FRN 1001170 · Appointed 19 Aug 2023
-
SOANE MONEY LTD
FRN 1001009 · Appointed 4 Aug 2023
-
Right First Time Financial Services Ltd
FRN 815103 · Appointed 19 Jun 2023
-
AAG Mortgage Brokerage Ltd
FRN 193688 · Appointed 19 Jun 2023
-
Jack Gear Mortgage Advice Ltd
FRN 998234 · Appointed 19 Jun 2023
-
Pam Brown Mortgages LLP
FRN 554829 · Appointed 26 May 2023
-
Metro Finance Brokers Limited
FRN 989576 · Appointed 6 Jan 2023
-
James Joseph Ltd
FRN 988720 · Appointed 13 Dec 2022
-
Smart Moves Financial Services Limited
FRN 504421 · Appointed 17 Nov 2022
-
Scout Financial Services Limited
FRN 914695 · Appointed 7 Oct 2022
Recent activity
Updates to this firm's record on the FCA register.
-
controlled function added: (2331)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
-
controlled function added: (2330)CF1 Director (AR)
-
controlled function added: (2329)Appointed representative dealing with clients for which they require qualification
-
controlled function added: (2328)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
-
controlled function added: (2327)CF1 Director (AR)
-
controlled function added: (2326)Appointed representative dealing with clients for which they require qualification
-
controlled function added: (2325)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
-
controlled function added: (2324)CF1 Director (AR)
-
controlled function added: (2323)Appointed representative dealing with clients for which they require qualification
-
controlled function added: (2322)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose