Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Capital House2 Pride PlaceDerbyDerbyshireDE24 8QRUNITED KINGDOM- Phone
- +441332200020
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Complaints Contact
Capital House2 Pride PlaceDerbyDerbyshireDE24 8QRUNITED KINGDOM- Phone
- +441332200020
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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Investment Advice (no pensions)
For Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
For Retail (Non-Investment Insurance)
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Arranges Investments
For Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Credit Brokering
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Retail (Non-Investment Insurance), Retail (Investment), Non-investment insurance contracts, Unit, Rights to or interests in investments (Security), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Rights to or interests in investments
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Credit Score Services
Show 1 limitation Hide limitations
- · This permission is limited to not carrying out credit repair services
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Joanne Smerdon
IRN JXS00307
- (823)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 9 Dec 2022)
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Jodi Spreadbury
IRN JXS02549
- (143)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (144)Appointed representative dealing with clients for which they require qualification (since 25 Mar 2024)
- (603)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 27 Feb 2024)
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Jodie Julie Somers
IRN JJS01140
- (583)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 2 Sep 2024)
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Jodie Lorraine Alderson
IRN JXA00340
- (1544)Appointed representative dealing with clients for which they require qualification (1 Nov 2022 to 13 Sep 2024)
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Joe Alexander Westwood
IRN JXW78092
- (1123)Appointed representative dealing with clients for which they require qualification (5 Jun 2020 to 30 Jun 2022)
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Joe Daniel Hodgson
IRN JXH00392
- (1959)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (1960)Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
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Joe Duffy Jones
IRN JXJ00084
- (2500)Appointed representative dealing with clients for which they require qualification (1 Nov 2022 to 13 Jan 2023)
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Joe Edward Cohen
IRN JXC00163
- (846)CF1 Director (AR) (28 May 2012 to 10 Jun 2013)
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Joe Gaytten
IRN JXG00306
- (1729)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Jan 2020)
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Joe Lewis Tyler
IRN JXT52626
- (1173)Appointed representative dealing with clients for which they require qualification (26 Apr 2021 to 7 Dec 2021)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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The Mortgage Branch Limited
FRN 1001170 · Appointed 19 Aug 2023
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SOANE MONEY LTD
FRN 1001009 · Appointed 4 Aug 2023
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Right First Time Financial Services Ltd
FRN 815103 · Appointed 19 Jun 2023
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AAG Mortgage Brokerage Ltd
FRN 193688 · Appointed 19 Jun 2023
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Jack Gear Mortgage Advice Ltd
FRN 998234 · Appointed 19 Jun 2023
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Pam Brown Mortgages LLP
FRN 554829 · Appointed 26 May 2023
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Metro Finance Brokers Limited
FRN 989576 · Appointed 6 Jan 2023
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James Joseph Ltd
FRN 988720 · Appointed 13 Dec 2022
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Smart Moves Financial Services Limited
FRN 504421 · Appointed 17 Nov 2022
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Scout Financial Services Limited
FRN 914695 · Appointed 7 Oct 2022
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (2391)Appointed representative dealing with clients for which they require qualification
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controlled function added: (2390)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
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controlled function added: (2389)CF1 Director (AR)
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controlled function added: (2388)Appointed representative dealing with clients for which they require qualification
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controlled function added: (2387)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
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controlled function added: (2386)CF1 Director (AR)
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controlled function added: (2385)Appointed representative dealing with clients for which they require qualification
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controlled function added: (2384)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
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controlled function added: (2383)Director of firm who is not a certification employee or a SMF manager
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controlled function added: (2382)SMF10 Chair of the Risk Committee