Joe Alexander Westwood

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Heritage Financial Limited

    FRN 788285

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 31 Mar 2025)
    • [FCA CF] Client dealing (since 31 Mar 2025)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Functions requiring qualifications (3 Jul 2024 to 1 Oct 2024)
  • Mortgage Advice Bureau Limited (no longer approved here)

    FRN 455545

    • Appointed representative dealing with clients for which they require qualification (5 Jun 2020 to 30 Jun 2022)
  • TSB Bank plc (no longer approved here)

    FRN 191240

    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 1 Jun 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.