Morningstar Wealth Administration Limited

Date authorised
1 April 2013
Companies House
06016828
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Oliver's Yard
    55-71 City Road
    London
    EC1Y 1HQ
    UNITED KINGDOM
    Phone
    +4408081785125
    Web
    https://morningstarwealthplatform.com

  • Complaints Contact

    1 Oliver's Yard
    55-71 City Road
    London
    EC1Y 1HQ
    UNITED KINGDOM
    Phone
    +4408081785125

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Limited to recognised Collective Investment Scheme (CIS) box management operations.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Retail Investment Funds

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Duncan Jestrimski

    IRN DXJ01245

    • CF30 Customer (1 Nov 2007 to 18 Mar 2011)
    • CF27 Investment Management (17 Aug 2007 to 31 Oct 2007)
  • Dylan Navra

    IRN DXN00152

    • [FCA CF] Significant management (1 Aug 2023 to 31 Jul 2025)
  • Gary James Wilson

    IRN GJW01122

    • CF1 Director (12 Jun 2008 to 6 Dec 2011)
    • CF28 Systems and controls (1 Nov 2007 to 6 Dec 2011)
    • CF13 Finance (17 Aug 2007 to 31 Oct 2007)
  • Henry Kingsbury

    IRN HXK00091

    • [FCA CF] Significant management (9 Dec 2020 to 1 Aug 2023)
  • Iain Stuart Herbertson

    IRN ISH01020

    • SMF16 Compliance Oversight (9 Dec 2019 to 30 Nov 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Nov 2023)
    • CF10 Compliance Oversight (1 Oct 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Oct 2018 to 8 Dec 2019)
  • John Eric Martin

    IRN JEM00042

    • CF8 Apportionment and Oversight (6 May 2008 to 31 Mar 2009)
    • CF3 Chief Executive (6 May 2008 to 4 Nov 2013)
    • CF1 Director (6 May 2008 to 4 Nov 2013)
  • Jonathan Element Farmer

    IRN JEF01094

    • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2023)
    • CF1 Director (11 Feb 2016 to 8 Dec 2019)
  • Mark Francis Sanderson

    IRN MFS01087

    • SMF1 Chief Executive (since 2 Feb 2024)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (17 Nov 2016 to 8 Dec 2019)
  • Matthew Stevens

    IRN MXS03244

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Feb 2024)
    • SMF16 Compliance Oversight (since 1 Feb 2024)
  • Michael Bernard Ohanessian

    IRN MXO01428

    • SMF1 Chief Executive (9 Dec 2019 to 31 May 2021)
    • SMF3 Executive Director (9 Dec 2019 to 31 May 2021)
    • CF3 Chief Executive (6 Oct 2017 to 8 Dec 2019)
    • CF1 Director (17 Nov 2011 to 22 Feb 2017)
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Recent activity

Updates to this firm's record on the FCA register.

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