Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Radcliffe and Newlands Wealth Limited
FRN 1007473
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- [FCA CF] Functions requiring qualifications (since 4 Apr 2024)
- [FCA CF] Client dealing (since 4 Apr 2024)
- SMF3 Executive Director (since 2 Apr 2024)
- SMF16 Compliance Oversight (since 2 Apr 2024)
- Responsible for Insurance Distribution (since 2 Apr 2024)
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- CF1 Director (AR) (2 Feb 2024 to 5 Feb 2025)
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- (1)Employed By (2 Feb 2024 to 5 Feb 2025)
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- Appointed representative dealing with clients for which they require qualification (12 May 2022 to 28 Mar 2024)
- CF30 Customer (29 Apr 2022 to 28 Mar 2024)
- CF1 Director (AR) (1 Apr 2016 to 28 Mar 2024)
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- Employed By (1 Apr 2016 to 5 Feb 2025)
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- CF1 Director (6 May 2008 to 4 Nov 2013)
- CF8 Apportionment and Oversight (6 May 2008 to 31 Mar 2009)
- CF3 Chief Executive (6 May 2008 to 4 Nov 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.