Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 4 Apr 2024)
    • [FCA CF] Client dealing (since 4 Apr 2024)
    • SMF3 Executive Director (since 2 Apr 2024)
    • SMF16 Compliance Oversight (since 2 Apr 2024)
    • Responsible for Insurance Distribution (since 2 Apr 2024)
  • First Complete Limited (no longer approved here)

    FRN 435779

    • CF1 Director (AR) (2 Feb 2024 to 5 Feb 2025)
  • Radcliffe and Newlands Mortgages Limited (no longer approved here)

    FRN 1007270

    • (1)Employed By (2 Feb 2024 to 5 Feb 2025)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (12 May 2022 to 28 Mar 2024)
    • CF30 Customer (29 Apr 2022 to 28 Mar 2024)
    • CF1 Director (AR) (1 Apr 2016 to 28 Mar 2024)
  • Radcliffe and Newlands Ltd (no longer approved here)

    FRN 457283

    • Employed By (1 Apr 2016 to 5 Feb 2025)
  • Morningstar Wealth Administration Limited (no longer approved here)

    FRN 463566

    • CF1 Director (6 May 2008 to 4 Nov 2013)
    • CF8 Apportionment and Oversight (6 May 2008 to 31 Mar 2009)
    • CF3 Chief Executive (6 May 2008 to 4 Nov 2013)

Recent activity

Updates to this individual's record on the FCA register.

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