Montagu Private Equity LLP

• Principal Place of Business

  2 More London Riverside

  London

  SE1 2AP

  UNITED KINGDOM

  Phone

  +442073369959

  Web

  https://www.montagu.com

• Complaints Contact

  2 More London Riverside

  London

  SE1 2AP

  UNITED KINGDOM

  Phone

  +442073369959

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Edward Jonathan Tymms Shuckburgh

  IRN EXS01292

  • SMF1 Chief Executive (since 1 Feb 2023)
  • SMF27 Partner (since 9 Dec 2019)
  • CF30 Customer (15 Jul 2008 to 8 Dec 2019)
  • CF4 Partner (4 Apr 2008 to 8 Dec 2019)
• Eleanor Hudson

  IRN EXG12070

  • SMF16 Compliance Oversight (3 Oct 2022 to 1 Sep 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (3 Oct 2022 to 1 Sep 2024)
• Erem Kassim-Lakha

  IRN EXK01147

  • CF30 Customer (5 Feb 2010 to 27 Jul 2012)
• Frank Peter Loehner

  IRN FPL01013

  • CF4 Partner (1 Apr 2017 to 9 Dec 2019)
• Graham Hislop

  IRN GXH01390

  • SMF16 Compliance Oversight (29 Jan 2020 to 31 Jul 2022)
  • SMF27 Partner (9 Dec 2019 to 31 Dec 2022)
  • CF10a CASS Oversight function (9 Feb 2012 to 8 Dec 2019)
  • CF30 Customer (23 Jul 2008 to 8 Dec 2019)
  • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
  • CF10 Compliance Oversight (18 Jul 2007 to 1 Dec 2007)
  • CF11 Money Laundering Reporting (18 Jul 2007 to 1 Dec 2007)
  • CF13 Finance (2 Apr 2007 to 31 Oct 2007)
  • CF4 Partner (2 Apr 2007 to 8 Dec 2019)
• Guillaume Antoine Jabalot

  IRN GXJ01155

  • SMF27 Partner (since 9 Dec 2019)
  • CF30 Customer (19 May 2017 to 8 Dec 2019)
  • CF4 Partner (19 May 2017 to 8 Dec 2019)
  • CF27 Investment Management (3 Sep 2007 to 31 Oct 2007)
• Hanna Weber

  IRN HXW01285

  • [FCA CF] Client dealing (since 17 Jul 2024)
• Hayley Winter

  IRN HXW00241

  • [FCA CF] Client dealing (since 23 Jul 2024)
• Heidi Lousie Duckworth

  IRN HLB01018

  • CF30 Customer (1 Nov 2007 to 19 Jan 2011)
  • CF27 Investment Management (12 Sep 2007 to 31 Oct 2007)
  • CF4 Partner (12 Sep 2007 to 19 Jan 2011)
• Henry Lewis Alexander Johnson

  IRN HLJ01014

  • SMF27 Partner (since 7 Aug 2024)
  • [FCA CF] Manager of certification employee (since 22 Jul 2024)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF4 Partner (1 Apr 2018 to 9 Dec 2019)
  • CF30 Customer (10 Oct 2012 to 8 Dec 2019)

No changes recorded yet.