Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Montagu Private Equity LLP (no longer approved here)

    FRN 460940

    • SMF16 Compliance Oversight (29 Jan 2020 to 31 Jul 2022)
    • SMF27 Partner (9 Dec 2019 to 31 Dec 2022)
    • CF10a CASS Oversight function (9 Feb 2012 to 8 Dec 2019)
    • CF30 Customer (23 Jul 2008 to 8 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (18 Jul 2007 to 1 Dec 2007)
    • CF11 Money Laundering Reporting (18 Jul 2007 to 1 Dec 2007)
    • CF4 Partner (2 Apr 2007 to 8 Dec 2019)
    • CF13 Finance (2 Apr 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.