Moelis & Company UK LLP
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Moelis25 Baker StreetLondonWestminsterW1U 8EQUNITED KINGDOM- Phone
- +4402076343500
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Complaints Contact
Moelis25 Baker StreetLondonWestminsterW1U 8EQUNITED KINGDOM- Phone
- +4402076343500
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Skip Lennard Timothy Fahrholz
IRN SLF01045
- [FCA CF] Client dealing (8 Mar 2023 to 15 May 2024)
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Sophia van Bon
IRN SXV00191
- [FCA CF] Client dealing (since 7 Feb 2024)
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Sophie English
IRN SXE00268
- [FCA CF] Client dealing (19 Oct 2023 to 4 Mar 2025)
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Stef Leers
IRN SXL00575
- [FCA CF] Client dealing (8 Mar 2023 to 16 May 2025)
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Stefan-Alexis Kalyanpur
IRN SXK01806
- CF30 Customer (24 Jan 2014 to 13 Mar 2015)
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Stephan Apel
IRN SXA01522
- CF30 Customer (9 Jan 2013 to 7 Jul 2016)
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Stephane Francois Oury
IRN SFO01002
- CF30 Customer (2 Nov 2010 to 10 Aug 2013)
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Stephen William Aulsebrook
IRN SWA01005
- [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2026)
- CF4 Partner (14 Dec 2010 to 8 Dec 2019)
- CF30 Customer (14 Dec 2010 to 8 Dec 2019)
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Suraj Badlani
IRN SXB02123
- CF30 Customer (8 Nov 2010 to 22 Mar 2012)
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Swati Jayadevan
IRN SXJ01156
- CF30 Customer (8 Oct 2010 to 25 Jan 2016)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.