Stephen William Aulsebrook

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Moelis & Company UK LLP (no longer approved here)

    FRN 516801

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2026)
    • CF30 Customer (14 Dec 2010 to 8 Dec 2019)
    • CF4 Partner (14 Dec 2010 to 8 Dec 2019)
  • Daiwa Corporate Advisory Limited (no longer approved here)

    FRN 175853

    • CF3 Chief Executive (13 Nov 2008 to 27 Sep 2010)
    • CF30 Customer (1 Nov 2007 to 27 Sep 2010)
    • CF1 Director (1 Dec 2001 to 27 Sep 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.