Moelis & Company UK LLP

• Principal Place of Business

  Moelis

  25 Baker Street

  London

  Westminster

  W1U 8EQ

  UNITED KINGDOM

  Phone

  +4402076343500

  Web

  https://www.moelis.com

• Complaints Contact

  Moelis

  25 Baker Street

  London

  Westminster

  W1U 8EQ

  UNITED KINGDOM

  Phone

  +4402076343500

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Syed Muhammad Shazim Hasan

  IRN SMH01240

  • CF30 Customer (15 Nov 2010 to 27 Feb 2012)
• Syed Shayyan Zaffar Hashmi

  IRN SXH00689

  • [FCA CF] Client dealing (since 16 Feb 2026)
• Theodoros Georgiou

  IRN TXG00075

  • [FCA CF] Client dealing (9 Dec 2019 to 7 Mar 2025)
• Thomas Cureton

  IRN TXC69745

  • [FCA CF] Client dealing (since 22 May 2024)
• Thomas Harding

  IRN TXH00478

  • [FCA CF] Client dealing (20 Nov 2024 to 12 Dec 2025)
• Thomas Jozef E. Vandererfven

  IRN TJV01022

  • [FCA CF] Client dealing (since 20 Jul 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 18 Jun 2021)
  • CF30 Customer (1 Sep 2018 to 8 Dec 2019)
• Tiffany Plant

  IRN TXP01324

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Tim Oliver Seidel

  IRN TXS01765

  • [FCA CF] Client dealing (18 May 2023 to 14 Jan 2025)
• Timon Hassels

  IRN TXH00012

  • [FCA CF] Client dealing (19 Oct 2023 to 7 Oct 2024)
• Tom Burton

  IRN TLB01027

  • CF30 Customer (8 Nov 2010 to 29 Aug 2012)

No changes recorded yet.