Tom Burton

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Toronto-Dominion Bank (no longer approved here)

    FRN 124859

    • [PRA CF] Significant risk taker or Material risk taker (1 Nov 2025 to 25 Mar 2026)
    • [FCA CF] Client dealing (1 Apr 2024 to 25 Mar 2026)
    • [FCA CF] Material risk taker (1 Apr 2024 to 25 Mar 2026)
  • TD Execution Services Limited (no longer approved here)

    FRN 472780

    • [FCA CF] Client dealing (15 Dec 2021 to 17 Apr 2024)
  • Moelis & Company UK LLP (no longer approved here)

    FRN 516801

    • CF30 Customer (8 Nov 2010 to 29 Aug 2012)
  • Sturgeon Ventures LLP (no longer approved here)

    FRN 452811

    • CF30 Customer (8 Sep 2010 to 8 Oct 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.