Moelis & Company UK LLP

• Principal Place of Business

  Moelis

  25 Baker Street

  London

  Westminster

  W1U 8EQ

  UNITED KINGDOM

  Phone

  +4402076343500

  Web

  https://www.moelis.com

• Complaints Contact

  Moelis

  25 Baker Street

  London

  Westminster

  W1U 8EQ

  UNITED KINGDOM

  Phone

  +4402076343500

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jahnvi Kaushik

  IRN JXK00885

  • [FCA CF] Client dealing (since 16 Feb 2026)
• Jakob Wagner Holm

  IRN JWH01140

  • CF30 Customer (15 Jan 2013 to 14 Mar 2014)
• James Edward Wright

  IRN JEW01142

  • [FCA CF] Client dealing (13 Jan 2021 to 19 Aug 2022)
• James Ellis Nichols

  IRN JEN01036

  • [FCA CF] Client dealing (since 6 Jul 2022)
• James Francois

  IRN JLF01072

  • [FCA CF] Client dealing (9 Dec 2019 to 10 Aug 2025)
  • CF30 Customer (9 May 2019 to 8 Dec 2019)
• James Liddy

  IRN JXL01909

  • [FCA CF] Client dealing (9 Dec 2019 to 22 Nov 2021)
  • CF30 Customer (26 Feb 2013 to 8 Dec 2019)
• James Patrick Talty

  IRN JPT01114

  • [FCA CF] Client dealing (9 Dec 2019 to 2 Sep 2021)
  • CF30 Customer (15 Aug 2018 to 8 Dec 2019)
• James William Butcher

  IRN JWB01171

  • CF30 Customer (2 Feb 2011 to 10 Oct 2018)
• Jan-Philipp Maximilian Pfander

  IRN JMP01113

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Nov 2020)
  • CF4 Partner (14 Jul 2015 to 8 Dec 2019)
  • CF30 Customer (14 Jul 2015 to 8 Dec 2019)
• Jean-Eudes Renier

  IRN JHR01039

  • [FCA CF] Client dealing (since 19 Oct 2023)

No changes recorded yet.