Jakob Wagner Holm

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Nomura International Plc
FRN 124422
- [FCA CF] Material risk taker (since 26 Oct 2022)
- [FCA CF] Manager of certification employee (since 24 Nov 2021)
- [FCA CF] Client dealing (since 9 Nov 2016)
- CF30 Customer (25 Nov 2015 to 6 Mar 2016)
Silverfleet Capital Partners LLP (no longer approved here)
FRN 461079
- CF30 Customer (3 Jun 2014 to 22 May 2015)
Moelis & Company UK LLP (no longer approved here)
FRN 516801
- CF30 Customer (15 Jan 2013 to 14 Mar 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.