James Liddy

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JEFFERIES INTERNATIONAL LIMITED

    FRN 139253

    • [FCA CF] Manager of certification employee (since 26 Aug 2025)
    • [FCA CF] Client dealing (since 12 Feb 2024)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Material risk taker (1 Jan 2023 to 22 Jan 2024)
    • [FCA CF] Manager of certification employee (1 Jul 2022 to 1 Dec 2022)
    • [FCA CF] Client dealing (23 Feb 2022 to 22 Jan 2024)
  • Moelis & Company UK LLP (no longer approved here)

    FRN 516801

    • [FCA CF] Client dealing (9 Dec 2019 to 22 Nov 2021)
    • CF30 Customer (26 Feb 2013 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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