Moelis & Company UK LLP

Date authorised
1 April 2013
Companies House
OC340005
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Moelis
    25 Baker Street
    London
    Westminster
    W1U 8EQ
    UNITED KINGDOM
    Phone
    +4402076343500
    Web
    https://www.moelis.com

  • Complaints Contact

    Moelis
    25 Baker Street
    London
    Westminster
    W1U 8EQ
    UNITED KINGDOM
    Phone
    +4402076343500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Glenn Victor Kim

    IRN GVK01003

    • CF4 Partner (13 Aug 2012 to 4 Apr 2014)
    • CF30 Customer (13 Aug 2012 to 4 Jul 2014)
  • Guillaume Borigite

    IRN GXB00546

    • [FCA CF] Client dealing (7 Feb 2024 to 28 Mar 2024)
  • Guillermo Garcia Hernandez

    IRN GXG01206

    • CF4 Partner (7 Feb 2011 to 28 Jan 2013)
    • CF30 Customer (7 Feb 2011 to 28 Jan 2013)
  • Hadi Harake

    IRN HXH01291

    • [FCA CF] Client dealing (9 Dec 2019 to 30 May 2023)
    • CF30 Customer (21 Jan 2017 to 8 Dec 2019)
  • Haimeng Zhang

    IRN HXZ01028

    • CF30 Customer (9 Nov 2011 to 19 Jul 2013)
  • Hanna Weber

    IRN HXW01285

    • [FCA CF] Client dealing (9 Dec 2019 to 17 Apr 2020)
    • CF30 Customer (1 Dec 2018 to 8 Dec 2019)
  • Hao Wang

    IRN HXW00262

    • [FCA CF] Client dealing (since 20 Nov 2024)
  • Harvey Marcus Bowman

    IRN HMB01066

    • CF30 Customer (17 Jan 2012 to 8 May 2015)
  • Henrik Kjaer Hansen

    IRN HKH01008

    • CF30 Customer (8 Oct 2010 to 31 Dec 2016)
  • Henry Ian MacLellan

    IRN HIM01007

    • CF30 Customer (26 Apr 2016 to 2 Aug 2016)
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Recent activity

Updates to this firm's record on the FCA register.

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