Glenn Victor Kim

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Hoxton Ventures LLP
FRN 612893
- CF30 Customer (since 8 Sep 2023)
- [FCA CF] Client dealing (since 8 Sep 2023)
- CF4 Partner (AR) (since 8 Sep 2023)
Artea Global LLP
FRN 1000006
- (2)Employed By (since 8 Sep 2023)
KROLL SECURITIES LTD. (no longer approved here)
FRN 466588
- CF30 Customer (10 May 2021 to 5 Dec 2023)
AlTi RE Limited (no longer approved here)
FRN 582903
- CF30 Customer (10 Jul 2014 to 11 Aug 2015)
Moelis & Company UK LLP (no longer approved here)
FRN 516801
- CF4 Partner (13 Aug 2012 to 4 Apr 2014)
- CF30 Customer (13 Aug 2012 to 4 Jul 2014)
AlTi Wealth Management (UK) Limited (no longer approved here)
FRN 541713
- CF30 Customer (1 May 2012 to 20 Sep 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.