Moelis & Company UK LLP
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Moelis25 Baker StreetLondonWestminsterW1U 8EQUNITED KINGDOM- Phone
- +4402076343500
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Complaints Contact
Moelis25 Baker StreetLondonWestminsterW1U 8EQUNITED KINGDOM- Phone
- +4402076343500
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Herve Malaussena
IRN HXM01193
- CF30 Customer (21 Dec 2010 to 1 Dec 2016)
- CF4 Partner (21 Dec 2010 to 1 Dec 2016)
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Hideki Oda
IRN HXO01205
- CF30 Customer (10 May 2018 to 22 Nov 2019)
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Himesh Patel
IRN HXP01244
- CF30 Customer (28 Aug 2014 to 31 Oct 2014)
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Hiroki Nishiura
IRN HXN01175
- CF30 Customer (2 Dec 2014 to 2 Sep 2016)
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Holger Randolph Vieten
IRN HXV01020
- CF4 Partner (6 Jan 2015 to 1 Apr 2016)
- CF30 Customer (8 Oct 2010 to 18 May 2018)
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Igor Chernov
IRN IXC71816
- [FCA CF] Client dealing (since 10 Sep 2024)
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Issa Hassan
IRN IXH01346
- CF30 Customer (12 Feb 2015 to 1 Jul 2016)
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Ivan Leal Gayan
IRN IXL01111
- CF30 Customer (4 Jan 2011 to 31 Mar 2017)
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Jack Thomas Hammett
IRN JTH01072
- CF30 Customer (20 Sep 2016 to 12 Mar 2019)
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Jackson Lowrie
IRN JXL62368
- [FCA CF] Client dealing (6 Jul 2022 to 5 May 2023)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.