MMC Securities Limited

Date authorised
1 April 2013
Companies House
01116930
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Tower Place West
    Tower Place
    London
    City Of London
    EC3R 5BU
    UNITED KINGDOM
    Phone
    +4402073571000

  • Complaints Contact

    1 Tower Place West
    Tower Place
    City of London
    London
    EC3R 5BU
    UNITED KINGDOM
    Phone
    +4402073571000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Underwriting capacity of a Lloyd's syndicate, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Underwriting capacity of a Lloyd's syndicate, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Thomas Colraine

    IRN TXC01270

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 31 Mar 2025)
    • CF2 Non Executive Director (1 Sep 2018 to 8 Dec 2019)
  • Thomas Markley Snell

    IRN TMS01031

    • CF21 Investment Adviser (1 Dec 2001 to 7 Dec 2001)
  • Timothy John Williams

    IRN TJW01095

    • CF11 Money Laundering Reporting (1 Dec 2001 to 31 Dec 2002)
    • CF10 Compliance Oversight (1 Dec 2001 to 31 Dec 2002)
  • Timothy Joseph Ball

    IRN TJB01105

    • CF1 Director (7 Mar 2002 to 31 Jan 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Jan 2003)
  • Tony Khoi Ly Nguyen

    IRN TXN11001

    • CF30 Customer (1 Feb 2019 to 25 Oct 2019)
  • Victoria Louise Carter

    IRN VLC01006

    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF29 Significant management (25 Nov 2013 to 8 Dec 2019)
    • CF30 Customer (19 Nov 2010 to 29 Nov 2013)
  • William Andrew Beecroft

    IRN WAB01045

    • SMF1 Chief Executive (since 4 Mar 2022)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (18 Sep 2015 to 8 Dec 2019)
    • CF30 Customer (24 Jan 2013 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.