Victoria Louise Carter

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

MMC Securities Limited
FRN 171459
- [FCA CF] Significant management (since 9 Dec 2019)
- CF29 Significant management (25 Nov 2013 to 8 Dec 2019)
- CF30 Customer (19 Nov 2010 to 29 Nov 2013)
Society of Lloyd's
FRN 202761
- Director of firm who is not a certification employee or a SMF manager (since 1 Feb 2019)
MARSH LIMITED (no longer approved here)
FRN 307511
- CF1 Director (AR) (29 Jun 2010 to 8 Oct 2021)
Guy Carpenter And Company Ltd (no longer approved here)
FRN 404714
- (19)Employed By (29 Jun 2010 to 8 Oct 2021)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.