MM Wealth Ltd

• Principal Place of Business

  M M Wealth Ltd, Unit 1

  Wellbrook Court

  Girton

  Cambridge

  Cambridgeshire

  CB3 0NA

  UNITED KINGDOM

  Phone

  +4401223233331

  Web

  https://www.mmwealth.co.uk

• Complaints Contact

  M M Wealth Ltd, Unit 1

  Wellbrook Court

  Girton

  Cambridge

  Cambridgeshire

  CB3 0NA

  UNITED KINGDOM

  Phone

  +441223233331

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Geoffrey James Edward Cooper

  IRN GXC01195

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 14. Managing investments
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (9 Dec 2019 to 29 Jun 2022)
  • CF30 Customer (30 Oct 2019 to 8 Dec 2019)
• Glen Geoffrey Robinson

  IRN GGR01020

  • CF30 Customer (17 Jan 2008 to 30 Jun 2011)
• Hermione Ann Pusey

  IRN HAP00009

  • CF30 Customer (1 Nov 2007 to 2 Jun 2009)
  • CF21 Investment Adviser (19 Sep 2007 to 31 Oct 2007)
• Ian Charles Palfreyman

  IRN IXP00095

  • Director of firm who is not a certification employee or a SMF manager (since 1 Feb 2023)
• Joshua Anthony David Jones

  IRN JXJ00114

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 22 Oct 2025)
  • [FCA CF] Client dealing (since 22 Oct 2025)
• Kypros Charalambous

  IRN KXC01102

  • CF30 Customer (19 Oct 2012 to 6 Dec 2019)
• Marc James Fuller

  IRN MXF02095

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 13 Jan 2025)
  • [FCA CF] Functions requiring qualifications (since 13 Jan 2025)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • [FCA CF] Material risk taker (9 Dec 2019 to 29 Jun 2022)
  • Responsible for Insurance Mediation (30 Aug 2018 to 30 Sep 2018)
  • CF1 Director (2 Aug 2018 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (1 Aug 2018 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Aug 2018 to 8 Dec 2019)
• Mark James Hassall

  IRN MJH00026

  • CF10 Compliance Oversight (29 Jan 2010 to 26 Apr 2011)
  • CF8 Apportionment and Oversight (29 Jan 2010 to 26 Apr 2011)
  • CF30 Customer (1 Nov 2007 to 8 Aug 2011)
  • Responsible for Insurance Mediation (14 Jan 2005 to 26 Apr 2011)
  • CF11 Money Laundering Reporting (21 Nov 2003 to 26 Apr 2011)
  • CF21 Investment Adviser (21 Nov 2003 to 31 Oct 2007)
  • CF1 Director (21 Nov 2003 to 28 Apr 2011)
• Michael Christian Malster

  IRN MCM00007

  • CF30 Customer (1 Nov 2007 to 13 Dec 2010)
  • CF1 Director (1 Dec 2001 to 23 Jul 2004)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 10 Feb 2010)
  • CF10 Compliance Oversight (1 Dec 2001 to 10 Feb 2010)
• Nathan James Bridgeman

  IRN NJB01216

  • CF21 Investment Adviser (14 Sep 2006 to 14 Sep 2006)

No changes recorded yet.