Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Perspective (Central & East) Limited
FRN 223377
- 7. Giving personal recommendations on long-term care insurance contracts
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 13 Jun 2023)
- [FCA CF] Functions requiring qualifications (since 13 Jun 2023)
- SMF3 Executive Director (26 Apr 2024 to 31 Mar 2025)
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- CF30 Customer (17 Jan 2008 to 30 Jun 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.