Geoffrey James Edward Cooper

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MM Wealth Ltd

    FRN 148496

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 29 Jun 2022)
    • CF30 Customer (30 Oct 2019 to 8 Dec 2019)
  • BELLECAPITAL UK LIMITED (no longer approved here)

    FRN 140948

    • CF30 Customer (1 Nov 2007 to 14 Aug 2009)
    • CF21 Investment Adviser (28 Jul 2006 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (28 Jul 2006 to 3 Aug 2006)

Recent activity

Updates to this individual's record on the FCA register.

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