MKC Investment Management Limited

Date authorised
19 December 2022
Companies House
13475203
Last scraped
5 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Walsingham House
    35 Seething Lane
    London
    EC3N 4AH
    UNITED KINGDOM
    Phone
    +447494062943
    Web
    https://www.mkc-invest.com

  • Complaints Contact

    Walsingham House
    35 Seething Lane
    London
    EC3N 4AH
    UNITED KINGDOM
    Phone
    +447494062943

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

  • Arranges Investments

    For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 3 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 3 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Stockbroking

    For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 3 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 3 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 3 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Daniel James Cowland

    IRN DJC01434

    • SMF3 Executive Director (since 30 Oct 2024)
  • Dominic John Wynyard Rose

    IRN DJR01310

    • SMF3 Executive Director (since 19 Dec 2022)
  • James Roy Clark

    IRN JRC01095

    • SMF9 Chair of the Governing Body (since 20 Mar 2024)
  • Matthew Holbrook

    IRN MEH01162

    • [FCA CF] Functions requiring qualifications (19 Dec 2022 to 31 Dec 2023)
    • [FCA CF] Client dealing (19 Dec 2022 to 31 Dec 2023)
  • Morven Sara Grierson

    IRN MXG09001

    • SMF16 Compliance Oversight (since 19 Dec 2022)
    • SMF3 Executive Director (since 19 Dec 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 19 Dec 2022)
  • Rhys Darren Daniel Owen

    IRN RXO88743

    • 14. Managing investments
    • [FCA CF] Client dealing (since 26 Jan 2026)
    • [FCA CF] Functions requiring qualifications (since 26 Jan 2026)
  • Richard Eling

    IRN RJE01127

    • 14. Managing investments
    • SMF3 Executive Director (since 28 Feb 2024)
    • [FCA CF] Client dealing (since 2 Oct 2023)
    • [FCA CF] Functions requiring qualifications (since 2 Oct 2023)
    • [FCA CF] Manager of certification employee (since 2 Oct 2023)
    • [FCA CF] Significant management (since 2 Oct 2023)
  • Sonal Shah

    IRN SXS02838

    • SMF3 Executive Director (19 Dec 2022 to 29 Nov 2024)
  • Trevor Neil Hubner

    IRN TNH01009

    • 14. Managing investments
    • [FCA CF] Client dealing (since 19 Dec 2022)
    • [FCA CF] Functions requiring qualifications (since 19 Dec 2022)

Recent activity

Updates to this firm's record on the FCA register.

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