Dominic John Wynyard Rose

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

MKC Investment Management Limited
FRN 966731
- SMF3 Executive Director (since 19 Dec 2022)
Yodelar Investments Limited (no longer approved here)
FRN 810056
- (29)SMF3 Executive Director (11 Jun 2025 to 2 Apr 2026)
Quilter Mortgage Planning Limited (no longer approved here)
FRN 440718
- CF1 Director (AR) (20 Mar 2019 to 3 Aug 2020)
Quilter Private Client Advisers Limited (no longer approved here)
FRN 227836
- (232)Employed By (3 Jan 2019 to 3 Aug 2020)
QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- CF1 Director (AR) (3 Jan 2019 to 3 Aug 2020)
Ascot Lloyd Investment Management Limited (no longer approved here)
FRN 650245
- CF1 Director (9 Feb 2015 to 18 Mar 2016)
Ascot Lloyd Limited (no longer approved here)
FRN 578614
- CF29 Significant management (11 Oct 2013 to 31 Jul 2016)

Updates to this individual's record on the FCA register.

1 day ago
controlled function removed: SMF3 Executive Director at Yodelar Investments Limited
1 day ago
controlled function added: (29)SMF3 Executive Director at Yodelar Investments Limited

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.