James Roy Clark

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

MKC Investment Management Limited
FRN 966731
- SMF9 Chair of the Governing Body (since 20 Mar 2024)
Cabot Square Capital LLP
FRN 439439
- SMF27 Partner (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF4 Partner (1 May 2006 to 8 Dec 2019)
- CF27 Investment Management (1 May 2006 to 31 Oct 2007)
MFM Investment Ltd (no longer approved here)
FRN 629539
- CF2 Non Executive Director (12 Sep 2017 to 8 Dec 2019)
more 2 life Ltd (no longer approved here)
FRN 459669
- CF1 Director (15 Oct 2007 to 21 Aug 2013)
Key Retirement Solutions Limited (no longer approved here)
FRN 224987
- CF1 Director (18 Oct 2006 to 21 Aug 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.