Mitsui Bussan Commodities Ltd

• Principal Place of Business

  1st Floor

  Warwick Court

  5 Paternoster Square

  London

  EC4M 7DX

  UNITED KINGDOM

  Phone

  +4402074896600

  Web

  https://www.mitsuibussancommodities.com

• Complaints Contact

  1st Floor

  Warwick Court

  5 Paternoster Square

  London

  EC4M 7DX

  UNITED KINGDOM

  Phone

  +4402074896600

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Carbon Auction Bidding

  For Eligible Counterparty, Professional, Emissions Auction Product

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Luke Heaton Mann

  IRN LHM01017

  • CF13 Finance
  • CF28 Systems and controls (1 Apr 2008 to 30 Jun 2009)
• Marco Alessandro Verreschi

  IRN MAV01052

  • CF26 Customer Trading
  • CF30 Customer (1 Apr 2008 to 29 Aug 2008)
• Mark Crawshaw

  IRN MXC01341

  • [FCA CF] Significant management (since 4 Jan 2021)
  • [FCA CF] Material risk taker (since 4 Jan 2021)
  • [FCA CF] Client dealing (since 4 Jan 2021)
  • [FCA CF] Manager of certification employee (since 4 Jan 2021)
  • CF30 Customer (1 Apr 2015 to 8 Dec 2019)
• Martin Abbott

  IRN MXA02944

  • [FCA CF] Material risk taker (11 Apr 2024 to 5 Jul 2024)
  • SMF10 Chair of the Risk Committee (9 Dec 2019 to 11 Apr 2024)
  • SMF11 Chair of the Audit Committee (9 Dec 2019 to 11 Apr 2024)
  • SMF12 Chair of the Remuneration Committee (9 Dec 2019 to 11 Apr 2024)
  • CF2 Non Executive Director (4 Mar 2015 to 8 Dec 2019)
• Martin Barry Cracknell

  IRN MBC01029

  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Proprietary trader (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • CF30 Customer (22 Jul 2010 to 8 Dec 2019)
• Masahiko Mori

  IRN MXM02577

  • CF1 Director (25 May 2010 to 19 Nov 2012)
• Masato Hisamune

  IRN MXH02008

  • CF2 Non Executive Director (27 Sep 2013 to 31 Mar 2015)
• Maximilien Claude Herve J d'Andigne

  IRN MCD01110

  • CF30 Customer (15 Sep 2014 to 8 Dec 2019)
• Mehdi Aziez

  IRN AXM03465

  • [FCA CF] Client dealing (9 Dec 2019 to 12 Aug 2021)
  • [FCA CF] Proprietary trader (9 Dec 2019 to 12 Aug 2021)
  • CF30 Customer (21 Nov 2017 to 8 Dec 2019)
• Michael Alexander Hine

  IRN MXH02553

  • CF30 Customer (29 Sep 2014 to 29 Aug 2019)

No changes recorded yet.