Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 4 Jan 2021)
    • [FCA CF] Client dealing (since 4 Jan 2021)
    • [FCA CF] Manager of certification employee (since 4 Jan 2021)
    • [FCA CF] Material risk taker (since 4 Jan 2021)
    • CF30 Customer (1 Apr 2015 to 8 Dec 2019)
  • Commonwealth Bank of Australia (no longer approved here)

    FRN 139185

    • CF30 Customer (1 Nov 2007 to 21 Oct 2009)
    • CF21 Investment Adviser (14 Jun 2007 to 31 Oct 2007)
  • CCBI GLOBAL MARKETS (UK) LIMITED (no longer approved here)

    FRN 110134

    • CF21 Investment Adviser (1 Dec 2001 to 31 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.