Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Mitsui Bussan Commodities Ltd
FRN 469094
- [FCA CF] Significant management (since 4 Jan 2021)
- [FCA CF] Client dealing (since 4 Jan 2021)
- [FCA CF] Manager of certification employee (since 4 Jan 2021)
- [FCA CF] Material risk taker (since 4 Jan 2021)
- CF30 Customer (1 Apr 2015 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 21 Oct 2009)
- CF21 Investment Adviser (14 Jun 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 31 Jan 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.