Mitsui Bussan Commodities Ltd

• Principal Place of Business

  1st Floor

  Warwick Court

  5 Paternoster Square

  London

  EC4M 7DX

  UNITED KINGDOM

  Phone

  +4402074896600

  Web

  https://www.mitsuibussancommodities.com

• Complaints Contact

  1st Floor

  Warwick Court

  5 Paternoster Square

  London

  EC4M 7DX

  UNITED KINGDOM

  Phone

  +4402074896600

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Carbon Auction Bidding

  For Eligible Counterparty, Professional, Emissions Auction Product

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Cormac McCarthy

  IRN CXM02238

  • SMF4 Chief Risk (since 9 Dec 2019)
  • CF28 Systems and controls (21 Aug 2013 to 8 Dec 2019)
• Craig Andrew Mounsey

  IRN CAM01221

  • CF26 Customer Trading
  • CF30 Customer (1 Apr 2008 to 19 Apr 2010)
• Craig Andrew Sangster

  IRN CXS00536

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 2 Jun 2025)
• Daisuke Ishida

  IRN DXI01068

  • CF2 Non Executive Director (1 Sep 2009 to 27 Sep 2013)
• Daniel Errington

  IRN DXE00176

  • [FCA CF] Client dealing (since 17 Mar 2023)
  • [FCA CF] Proprietary trader (since 17 Mar 2023)
• Darren Botha

  IRN DXB01795

  • [FCA CF] Manager of certification employee (since 1 Oct 2025)
  • [FCA CF] Algorithmic trading (since 3 Feb 2025)
  • [FCA CF] Proprietary trader (since 3 Feb 2025)
  • [FCA CF] Material risk taker (since 3 Feb 2025)
  • [FCA CF] Client dealing (since 3 Feb 2025)
• Darren Thomas

  IRN DXT01356

  • CF10 Compliance Oversight (1 Apr 2008 to 1 May 2010)
  • CF11 Money Laundering Reporting (1 Apr 2008 to 1 May 2010)
• David John Larke

  IRN DJL01165

  • [FCA CF] Proprietary trader (8 Jan 2024 to 4 Oct 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 4 Oct 2024)
  • [FCA CF] Material risk taker (9 Dec 2019 to 4 Oct 2024)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Apr 2023)
  • CF30 Customer (1 Apr 2015 to 8 Dec 2019)
• David Malcolm Jollie

  IRN DMJ01075

  • CF30 Customer (1 Apr 2015 to 5 Nov 2015)
• Dean Hunt

  IRN DXH01662

  • [FCA CF] Proprietary trader (since 20 May 2022)
  • [FCA CF] Client dealing (since 20 May 2022)

No changes recorded yet.