Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 20 Dec 2024)
  • Mitsui Bussan Commodities Ltd (no longer approved here)

    FRN 469094

    • [FCA CF] Proprietary trader (8 Jan 2024 to 4 Oct 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 4 Oct 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Apr 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 4 Oct 2024)
    • CF30 Customer (1 Apr 2015 to 8 Dec 2019)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF21 Investment Adviser (1 Dec 2001 to 2 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.