Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 1 Oct 2025)
    • [FCA CF] Client dealing (since 3 Feb 2025)
    • [FCA CF] Algorithmic trading (since 3 Feb 2025)
    • [FCA CF] Proprietary trader (since 3 Feb 2025)
    • [FCA CF] Material risk taker (since 3 Feb 2025)
  • DRW GLOBAL MARKETS LTD (no longer approved here)

    FRN 746273

    • [FCA CF] Client dealing (19 Apr 2021 to 15 Apr 2024)
    • [FCA CF] Proprietary trader (19 Apr 2021 to 20 Apr 2021)
  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • [PRA CF] Significant risk taker or Material risk taker (23 Apr 2018 to 3 Feb 2021)
    • [FCA CF] Benchmark submission and administration (23 Apr 2018 to 3 Feb 2021)
    • [FCA CF] Material risk taker (23 Apr 2018 to 3 Feb 2021)
    • [FCA CF] Algorithmic trading (7 Sep 2016 to 23 Apr 2018)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 18 Jan 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 3 Feb 2021)
    • CF30 Customer (22 Oct 2012 to 6 Mar 2016)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (8 Oct 2009 to 30 Jul 2010)
    • CF21 Investment Adviser (12 May 2005 to 30 Apr 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.