Mitsui Bussan Commodities Ltd

• Principal Place of Business

  1st Floor

  Warwick Court

  5 Paternoster Square

  London

  EC4M 7DX

  UNITED KINGDOM

  Phone

  +4402074896600

  Web

  https://www.mitsuibussancommodities.com

• Complaints Contact

  1st Floor

  Warwick Court

  5 Paternoster Square

  London

  EC4M 7DX

  UNITED KINGDOM

  Phone

  +4402074896600

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Carbon Auction Bidding

  For Eligible Counterparty, Professional, Emissions Auction Product

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Sho Miichi

  IRN SXM02217

  • SMF9 Chair of the Governing Body (since 18 Mar 2026)
  • CF26 Customer Trading
  • SMF3 Executive Director (9 Dec 2019 to 29 Oct 2021)
  • CF1 Director (1 Sep 2016 to 8 Dec 2019)
  • CF2 Non Executive Director (23 Apr 2012 to 31 Oct 2012)
  • CF30 Customer (1 Apr 2008 to 12 May 2011)
• Shreepal Gosrani

  IRN SRG01052

  • CF30 Customer (22 May 2008 to 3 Jun 2016)
• Shu Kondo

  IRN SXK00106

  • SMF2 Chief Finance (16 Jan 2021 to 2 Jul 2024)
• Shungo Inoue

  IRN SXI01361

  • CF30 Customer (5 Aug 2016 to 13 Mar 2017)
• Sophie Isabelle Battat

  IRN SXB01441

  • [FCA CF] Proprietary trader (since 16 Oct 2023)
  • [FCA CF] Client dealing (since 16 Oct 2023)
• Spencer Mignienne Lee

  IRN SXL00253

  • [FCA CF] Material risk taker (9 Dec 2019 to 18 Dec 2023)
  • [FCA CF] Significant management (9 Dec 2019 to 18 Dec 2023)
• Stacy Paul Manley

  IRN SPM01245

  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Proprietary trader (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (28 Sep 2011 to 8 Dec 2019)
• Stefano Nanni

  IRN SXN00132

  • [FCA CF] Client dealing (13 Jan 2020 to 7 Dec 2020)
  • [FCA CF] Proprietary trader (13 Jan 2020 to 7 Dec 2020)
• Stephen Robert Smethurst

  IRN SRS01055

  • CF21 Investment Adviser
  • CF30 Customer (1 Apr 2008 to 17 Apr 2010)
• Stephen Taylor

  IRN SXT02179

  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 2 Jun 2025)
  • CF10 Compliance Oversight (28 Sep 2016 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (28 Sep 2016 to 8 Dec 2019)

No changes recorded yet.