Shreepal Gosrani

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Standard Chartered Bank

    FRN 114276

    • [FCA CF] Client dealing (since 7 Feb 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 Nov 2021)
    • [FCA CF] Material risk taker (since 1 Nov 2021)
    • [FCA CF] Manager of certification employee (since 9 Feb 2021)
    • [FCA CF] Manager of certification employee (1 Oct 2017 to 30 Oct 2018)
    • [FCA CF] Client dealing (12 Sep 2016 to 23 May 2023)
  • Mitsui Bussan Commodities Ltd (no longer approved here)

    FRN 469094

    • CF30 Customer (22 May 2008 to 3 Jun 2016)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (24 Jan 2002 to 21 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.