Stephen Robert Smethurst

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Nomura International Plc (no longer approved here)
FRN 124422
- CF30 Customer (28 Apr 2010 to 8 Apr 2011)
Mitsui Bussan Commodities Ltd (no longer approved here)
FRN 469094
- CF21 Investment Adviser
- CF30 Customer (1 Apr 2008 to 17 Apr 2010)
ICBC Standard Bank Plc (no longer approved here)
FRN 124823
- CF21 Investment Adviser (8 Jul 2003 to 27 Apr 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.