Mitsubishi UFJ Trust and Banking Corporation

• Principal Place of Business

  24 Lombard Street

  London

  EC3V 9AJ

  UNITED KINGDOM

  Phone

  +4402079292323

  Web

  https://www.tr.mufg.jp/english

• Complaints Contact

  24 Lombard Street

  London

  EC3V 9AJ

  UNITED KINGDOM

  Phone

  +4402079292323

• Bank Deposits

  For All, Deposit

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Nobuhide Murata

  IRN NXM00563

  • [FCA CF] Material risk taker (since 1 Apr 2024)
  • [PRA CF] Significant risk taker or Material risk taker (since 1 Apr 2024)
• Norihiro Adachi

  IRN NXA34815

  • Director of firm who is not a certification employee or a SMF manager (1 Apr 2019 to 1 Apr 2022)
• Norihiro Shimoda

  IRN NXS00715

  • [FCA CF] Client dealing (since 1 Apr 2025)
• Norihito Hiwatashi

  IRN NXH00284

  • [PRA CF] Significant risk taker or Material risk taker (1 Apr 2022 to 31 Mar 2024)
  • [FCA CF] Material risk taker (1 Apr 2022 to 31 Mar 2024)
• Paul Fraser Collard

  IRN PFC01028

  • [PRA CF] Significant risk taker or Material risk taker (since 13 Mar 2022)
  • [FCA CF] Material risk taker (since 13 Mar 2022)
  • [FCA CF] Client dealing (since 13 Mar 2020)
• Paul Watson

  IRN PXW34974

  • [FCA CF] Client dealing (since 15 Dec 2017)
• Paul Wells

  IRN PXW01509

  • [FCA CF] Client dealing (since 15 Dec 2017)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2008)
  • CF26 Customer Trading (25 May 2006 to 31 Oct 2007)
• Peter David Carter

  IRN PDC01116

  • [FCA CF] Material risk taker (since 13 Mar 2022)
  • [PRA CF] Significant risk taker or Material risk taker (since 13 Mar 2022)
  • [FCA CF] Client dealing (since 13 Mar 2020)
• Rajdeep Singh Uppal

  IRN RXU34975

  • [FCA CF] Client dealing (since 21 Feb 2018)
• Reshad Mohammed Mullboccus

  IRN RMM01121

  • [PRA CF] Significant risk taker or Material risk taker (since 5 Jul 2024)
  • [FCA CF] Material risk taker (since 5 Jul 2024)
  • [FCA CF] Client dealing (since 12 Oct 2023)

No changes recorded yet.