Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Mitsubishi UFJ Trust and Banking Corporation
FRN 124708
- [FCA CF] Material risk taker (since 13 Mar 2022)
- [PRA CF] Significant risk taker or Material risk taker (since 13 Mar 2022)
- [FCA CF] Client dealing (since 13 Mar 2020)
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- [FCA CF] Manager of certification employee (22 May 2017 to 23 Oct 2019)
- [FCA CF] Client dealing (7 Mar 2016 to 23 Oct 2019)
- CF30 Customer (30 Nov 2009 to 6 Mar 2016)
- CF21 Investment Adviser (1 Dec 2001 to 26 Mar 2002)
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- CF30 Customer (11 May 2009 to 29 Nov 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.