Mitsubishi UFJ Trust and Banking Corporation

• Principal Place of Business

  24 Lombard Street

  London

  EC3V 9AJ

  UNITED KINGDOM

  Phone

  +4402079292323

  Web

  https://www.tr.mufg.jp/english

• Complaints Contact

  24 Lombard Street

  London

  EC3V 9AJ

  UNITED KINGDOM

  Phone

  +4402079292323

• Bank Deposits

  For All, Deposit

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Koji Kaihotsu

  IRN KXK01204

  • CF1 Director (18 Sep 2009 to 28 Jun 2010)
• Kosaku Shino

  IRN KXS00358

  • [FCA CF] Client dealing (since 3 Dec 2021)
• Kosuke Sumi

  IRN KXS34985

  • [FCA CF] Material risk taker (22 Feb 2017 to 6 Apr 2020)
  • [FCA CF] Manager of certification employee (22 Feb 2017 to 6 Apr 2020)
  • [FCA CF] Client dealing (22 Feb 2017 to 6 Apr 2020)
  • [PRA CF] Significant risk taker or Material risk taker (22 Feb 2017 to 6 Apr 2020)
  • [FCA CF] Proprietary trader (22 Feb 2017 to 6 Apr 2020)
• Koyu Sakamoto

  IRN KXS00825

  • [PRA CF] Significant risk taker or Material risk taker (since 1 Apr 2025)
  • [FCA CF] Manager of certification employee (since 1 Apr 2025)
  • [FCA CF] Material risk taker (since 1 Apr 2025)
  • [FCA CF] Proprietary trader (since 1 Apr 2025)
  • [FCA CF] Client dealing (since 1 Apr 2025)
• Kunihiko Asao

  IRN KXA00290

  • [FCA CF] Client dealing (since 3 Apr 2023)
• Kunio Takahashi

  IRN KXT01194

  • CF8 Apportionment and Oversight (29 Dec 2003 to 25 May 2005)
• Linda Bridget Lingane

  IRN LBL01003

  • [FCA CF] Manager of certification employee (since 26 Feb 2024)
  • [PRA CF] Significant risk taker or Material risk taker (since 26 Feb 2024)
  • [FCA CF] Material risk taker (since 26 Feb 2024)
  • [FCA CF] Client dealing (since 26 Feb 2024)
• Mari Itaya

  IRN MXI00252

  • Director of firm who is not a certification employee or a SMF manager (since 26 Jun 2025)
• Mark Francis Tisi

  IRN MFT01010

  • [FCA CF] Client dealing (since 13 Mar 2020)
• Masahiro Kuniyuki

  IRN MXK00923

  • Director of firm who is not a certification employee or a SMF manager (since 1 Apr 2025)

No changes recorded yet.