Mitsubishi UFJ Trust and Banking Corporation

• Principal Place of Business

  24 Lombard Street

  London

  EC3V 9AJ

  UNITED KINGDOM

  Phone

  +4402079292323

  Web

  https://www.tr.mufg.jp/english

• Complaints Contact

  24 Lombard Street

  London

  EC3V 9AJ

  UNITED KINGDOM

  Phone

  +4402079292323

• Bank Deposits

  For All, Deposit

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Masahiro Kuwahara

  IRN MXK02682

  • Director of firm who is not a certification employee or a SMF manager (26 Jun 2019 to 1 Apr 2021)
• Masanobu Ishikawa

  IRN MXI12169

  • SMF22 Other Local Responsibility (31 May 2019 to 1 Apr 2021)
  • [PRA CF] Significant risk taker or Material risk taker (1 Apr 2019 to 31 May 2019)
  • [FCA CF] Material risk taker (1 Apr 2019 to 31 May 2019)
  • [FCA CF] Manager of certification employee (1 Apr 2019 to 31 May 2019)
• Masatsune Okada

  IRN MXO34816

  • Director of firm who is not a certification employee or a SMF manager (since 1 Apr 2019)
• Masuhiro Yamamoto

  IRN MXY01034

  • CF26 Customer Trading (1 Dec 2001 to 30 Sep 2004)
• Mikio Ikegaya

  IRN MXI01255

  • Director of firm who is not a certification employee or a SMF manager (7 Mar 2016 to 1 Apr 2025)
• Mitsunobu Miwa

  IRN MXM34986

  • [FCA CF] Proprietary trader (2 Apr 2019 to 2 Apr 2024)
  • [FCA CF] Client dealing (2 Apr 2019 to 2 Apr 2024)
  • [FCA CF] Manager of certification employee (2 Apr 2019 to 2 Apr 2024)
  • [FCA CF] Material risk taker (2 Apr 2019 to 2 Apr 2024)
  • [PRA CF] Significant risk taker or Material risk taker (2 Apr 2019 to 2 Apr 2024)
• Motonari Sakai

  IRN MXS34973

  • [FCA CF] Client dealing (15 Dec 2017 to 1 Apr 2023)
• Mudiaga Donald Sota

  IRN MDS01184

  • CF30 Customer (1 Nov 2007 to 8 Dec 2008)
  • CF26 Customer Trading (9 Jul 2007 to 31 Oct 2007)
• Naoki Tsukamoto

  IRN NXT71035

  • [FCA CF] Proprietary trader (4 Apr 2022 to 31 Mar 2025)
  • [PRA CF] Significant risk taker or Material risk taker (4 Apr 2022 to 31 Mar 2025)
  • [FCA CF] Material risk taker (4 Apr 2022 to 31 Mar 2025)
  • [FCA CF] Manager of certification employee (4 Apr 2022 to 31 Mar 2025)
  • [FCA CF] Client dealing (2 Apr 2020 to 31 Mar 2025)
• Nobuhide Miyatake

  IRN NXM01407

  • CF30 Customer (1 Nov 2007 to 30 Mar 2011)
  • CF26 Customer Trading (19 Mar 2007 to 31 Oct 2007)

No changes recorded yet.