Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Mitsubishi UFJ Trust and Banking Corporation
FRN 124708
- [PRA CF] Significant risk taker or Material risk taker (since 26 Feb 2024)
- [FCA CF] Client dealing (since 26 Feb 2024)
- [FCA CF] Manager of certification employee (since 26 Feb 2024)
- [FCA CF] Material risk taker (since 26 Feb 2024)
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- (534)[FCA CF] Client dealing (26 Aug 2020 to 25 Feb 2024)
- (535)[FCA CF] Manager of certification employee (26 Aug 2020 to 25 Feb 2024)
- (532)CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- (533)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (532)CF30 Customer at Novate Global Markets Limited
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controlled function added: (533)CF21 Investment Adviser at Novate Global Markets Limited
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controlled function added: (534)[FCA CF] Client dealing at Novate Global Markets Limited
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controlled function added: (535)[FCA CF] Manager of certification employee at Novate Global Markets Limited