Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [PRA CF] Significant risk taker or Material risk taker (since 26 Feb 2024)
    • [FCA CF] Client dealing (since 26 Feb 2024)
    • [FCA CF] Manager of certification employee (since 26 Feb 2024)
    • [FCA CF] Material risk taker (since 26 Feb 2024)
  • Novate Global Markets Limited (no longer approved here)

    FRN 124624

    • (534)[FCA CF] Client dealing (26 Aug 2020 to 25 Feb 2024)
    • (535)[FCA CF] Manager of certification employee (26 Aug 2020 to 25 Feb 2024)
    • (532)CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • (533)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (532)CF30 Customer at Novate Global Markets Limited

  2. controlled function added: (533)CF21 Investment Adviser at Novate Global Markets Limited

  3. controlled function added: (534)[FCA CF] Client dealing at Novate Global Markets Limited

  4. controlled function added: (535)[FCA CF] Manager of certification employee at Novate Global Markets Limited