Mitsubishi UFJ Baillie Gifford Asset Management Limited

Date authorised
1 April 2013
Companies House
SC122044
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Calton Square
    1 Greenside Row
    Edinburgh
    Midlothian
    EH1 3AN
    UNITED KINGDOM
    Phone
    +441312752000
    Web
    https://www.bailliegifford.com

  • Complaints Contact

    Calton Square
    1 Greenside Row
    Edinburgh
    Midlothian
    EH1 3AN
    UNITED KINGDOM
    Phone
    +441312752000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 4 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
    • · Limited to advisory-only activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Masanori Saito

    IRN MXS13430

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 15 May 2020)
    • CF2 Non Executive Director (1 Aug 2019 to 8 Dec 2019)
  • Michael Donlevy

    IRN MXD01196

    • CF26 Customer Trading (8 May 2002 to 21 Apr 2004)
  • Michael James Crawford Wylie

    IRN MJW01604

    • [FCA CF] Material risk taker (since 17 Jan 2023)
  • Michael William Miller Reid MacPhee

    IRN MWM01019

    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Mikio Ikegaya

    IRN MXI01255

    • CF2 Non Executive Director (27 Jun 2012 to 26 Jun 2013)
  • Naoki Nakazawa

    IRN NXN00004

    • [FCA CF] Material risk taker (1 Apr 2022 to 21 May 2025)
    • SMF3 Executive Director (18 Nov 2020 to 21 May 2025)
    • SMF1 Chief Executive (18 Nov 2020 to 21 May 2025)
    • [FCA CF] Client dealing (15 Sep 2020 to 29 May 2025)
  • Naoki Okusawa

    IRN NXO01172

    • SMF3 Executive Director (9 Dec 2019 to 18 Nov 2020)
    • SMF1 Chief Executive (9 Dec 2019 to 18 Nov 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 25 Nov 2020)
    • CF30 Customer (7 Sep 2017 to 8 Dec 2019)
    • CF3 Chief Executive (8 Jun 2017 to 8 Dec 2019)
    • CF1 Director (8 Jun 2017 to 8 Dec 2019)
  • Naoki Takebe

    IRN NXT01119

    • CF27 Investment Management (2 Sep 2003 to 1 Apr 2005)
  • Nasim Bibi

    IRN NXB02009

    • CF11 Money Laundering Reporting (7 Sep 2018 to 8 Dec 2019)
  • Neil Riddell

    IRN NXR00268

    • [FCA CF] Manager of certification employee (since 9 Dec 2024)
    • [FCA CF] Material risk taker (since 1 Apr 2024)
    • SMF16 Compliance Oversight (20 Mar 2025 to 1 Jul 2025)
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Recent activity

Updates to this firm's record on the FCA register.

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