Neil Riddell

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Baillie Gifford & Co

    FRN 142597

    • SMF4 Chief Risk (since 5 Jun 2025)
    • [FCA CF] Material risk taker (since 1 Apr 2024)
    • SMF27 Partner (since 1 Apr 2024)
    • SMF16 Compliance Oversight (20 Mar 2025 to 25 Jun 2025)
  • Baillie Gifford & Co Limited

    FRN 119179

    • SMF7 Group Entity Senior Manager (since 1 Apr 2024)
    • [FCA CF] Material risk taker (since 1 Apr 2024)
    • SMF16 Compliance Oversight (20 Mar 2025 to 1 Jul 2025)
  • Baillie Gifford Overseas Limited

    FRN 121818

    • [FCA CF] Material risk taker (since 18 Sep 2023)
    • SMF4 Chief Risk (since 18 Sep 2023)
    • SMF16 Compliance Oversight (20 Mar 2025 to 25 Jun 2025)
  • Mitsubishi UFJ Baillie Gifford Asset Management Limited

    FRN 145243

    • [FCA CF] Manager of certification employee (since 9 Dec 2024)
    • [FCA CF] Material risk taker (since 1 Apr 2024)
    • SMF16 Compliance Oversight (20 Mar 2025 to 1 Jul 2025)

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