MITCHELL & MITCHELL ASSET MANAGEMENT LTD

Date authorised
20 November 2023
Companies House
14011694
Last scraped
4 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Mitchell & Mitchell Asset Management Ltd
    1 Churchill Court
    Hortons Way
    Westerham
    Kent
    TN16 1BT
    UNITED KINGDOM
    Phone
    +441959561500
    Web
    https://www.mmassets.co.uk

  • Complaints Contact

    Mitchell & Mitchell Asset Management Ltd
    1 Churchill Court
    Hortons Way
    Westerham
    Kent
    TN16 1BT
    UNITED KINGDOM
    Phone
    +441959561500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mark Buck

    IRN MXB04193

    • 10. Broker fund adviser
    • 14. Managing investments
    • 15. Operating a collective investment scheme or undertaking the activities of a trustee or depositary of a collective investment scheme
    • 16. Safeguarding and administering investments or holding client money
    • 17. Administrative functions in relation to managing investments
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • [FCA CF] Client dealing (since 1 Nov 2023)
    • [FCA CF] Functions requiring qualifications (since 1 Nov 2023)
    • [FCA CF] Significant management (since 1 Nov 2023)
    • [FCA CF] Manager of certification employee (1 Nov 2023 to 2 Nov 2023)
  • PAUL ANTHONY MITCHELL

    IRN PAM01164

    • SMF3 Executive Director (since 20 Nov 2023)
    • SMF1 Chief Executive (since 20 Nov 2023)
    • SMF16 Compliance Oversight (since 20 Nov 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 20 Nov 2023)

Recent activity

Updates to this firm's record on the FCA register.

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