PAUL ANTHONY MITCHELL

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Meridian Financial Partners Limited

    FRN 844410

    • Responsibility for MCD Intermediation (since 17 Oct 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 17 Oct 2024)
    • SMF3 Executive Director (since 17 Oct 2024)
    • SMF16 Compliance Oversight (since 17 Oct 2024)
  • MITCHELL & MITCHELL ASSET MANAGEMENT LTD

    FRN 992402

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 20 Nov 2023)
    • SMF16 Compliance Oversight (since 20 Nov 2023)
    • SMF1 Chief Executive (since 20 Nov 2023)
    • SMF3 Executive Director (since 20 Nov 2023)
  • GSI WEALTH MANAGEMENT LTD

    FRN 460572

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 11. Pension transfer specialist
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF10 Compliance Oversight (19 Jun 2012 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (25 Jan 2007 to 30 Sep 2018)
    • CF1 Director (25 Jan 2007 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (25 Jan 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (25 Jan 2007 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (25 Jan 2007 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (25 Jan 2007 to 31 Mar 2009)
  • G S I Financial Services Limited (no longer approved here)

    FRN 180565

    • (5)Employed By (17 Jun 2003 to 13 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

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