Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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MITCHELL & MITCHELL ASSET MANAGEMENT LTD
FRN 992402
- 10. Broker fund adviser
- 14. Managing investments
- 15. Operating a collective investment scheme or undertaking the activities of a trustee or depositary of a collective investment scheme
- 16. Safeguarding and administering investments or holding client money
- 17. Administrative functions in relation to managing investments
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- 19. Administrative functions in relation to the operation of stakeholder pension schemes
- 8. Giving personal recommendations on investments in the course of corporate finance business
- [FCA CF] Client dealing (since 1 Nov 2023)
- [FCA CF] Functions requiring qualifications (since 1 Nov 2023)
- [FCA CF] Significant management (since 1 Nov 2023)
- [FCA CF] Manager of certification employee (1 Nov 2023 to 2 Nov 2023)
Recent activity
Updates to this individual's record on the FCA register.
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